A senior auditor is reviewing work papers prepared by a junior auditor indicating that a finding was removed after the auditee said they corrected the problem. Which of the following is the senior auditor's MOST appropriate course of action?
The most appropriate course of action is to reinstate the finding until the correction has been verified through appropriate testing or evidence. Accepting the auditee's claim without validation undermines the audit's credibility and compromises the reliability of the findings. The reinstatement ensures that the issue is documented and addressed properly.
Refer the issue to the audit director Referring the issue to the audit director is a reasonable course of action. The audit director would have the experience and expertise necessary to review the situation and make an informed decision about the appropriate next steps
In conclusion, while each of the four options has its merits, the most appropriate course of action for the senior auditor in this scenario is likely to refer the issue to the audit director. The audit director can review the situation, provide guidance on next steps, and help ensure that the audit process is conducted in accordance with established standards.
B.. Removing the findings is not a way. Findings at the inception of audit should be reported alogwith any corrective actions if taken. since the question is of most appropriate action B could be the correct answer.
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