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Exam IIA-CIA-Part2 topic 5 question 21 discussion

Actual exam question from IIA's IIA-CIA-Part2
Question #: 21
Topic #: 5
[All IIA-CIA-Part2 Questions]

When setting the scope for the identification and assessment of key risks and controls in a process, which of the following would be the least appropriate approach?

  • A. Develop the scope of the audit based on a bottom-up perspective to ensure that all business objectives are considered.
  • B. Develop the scope of the audit to include controls that are necessary to manage risk associated with a critical business objective.
  • C. Specify that the auditors need to assess only key controls, but may include an assessment of non-key controls if there is value to the business in providing such assurance.
  • D. Ensure the audit includes an assessment of manual and automated controls to determine whether business risks are effectively managed.
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Suggested Answer: A 🗳️

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chewchew
2 months, 3 weeks ago
why not d
upvoted 1 times
Guest4768
2 months, 2 weeks ago
D is a typical process of identifying key controls. A is for deciding the audit scope and objectives, which should be done before starting the individual audit, in whch auditors identify key risks and controls.
upvoted 1 times
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