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Exam Series 7 All Questions

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Exam Series 7 topic 1 question 130 discussion

Actual exam question from FINRA's Series 7
Question #: 130
Topic #: 1
[All Series 7 Questions]

Under Rule 415 a corporation may file a single registration statement with the SEC covering its anticipated financing need for the next:

  • A. one year
  • B. two years
  • C. three years
  • D. five years
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Suggested Answer: B 🗳️
two years. The corporation can offer these securities in whole or in part for the ensuing two years.
by Davidpsali at May 8, 2022, 1:45 p.m.

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Davidpsali
2 years, 7 months ago
This should be 3 years instead of 2, isn’t it?
upvoted 1 times
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