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Exam CFE - Investigation All Questions

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Exam CFE - Investigation topic 1 question 11 discussion

Actual exam question from ACFE's CFE - Investigation
Question #: 11
Topic #: 1
[All CFE - Investigation Questions]

Which of the following statements concerning access to nonpublic records is FALSE?

  • A. During the government’s criminal investigation, a fraud examiner not employed by the government has a right to access relevant documents that the government has obtained.
  • B. An audit clause can be designed to allow a party to inspect the books of a business partner or vendor.
  • C. A fraud examiner can request a business’s bank records even if the business is not legally obligated to comply.
  • D. When civil litigation has commenced, a party may often a subpoena or legal order for an individual’s relevant bank records.
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Suggested Answer: B 🗳️

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raochavan
3 weeks, 6 days ago
Selected Answer: A
Answer: A - This statement is FALSE. Non-government fraud examiners do not have an automatic right to access documents obtained by the government during a criminal investigation. Access is typically restricted to law enforcement and those involved in the legal proceedings. Why the other options are true: B. Companies often include audit clauses in contracts, granting them the right to examine financial records of business partners or vendors to ensure compliance with agreements. C. A fraud examiner can request bank records, but the business is not legally required to provide them unless compelled by a court order or subpoena. D. During civil litigation, parties can use subpoenas or court orders to obtain relevant financial records, including bank statements, to support their case.
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